Khovanov homology and the slice genus

We give a fresh introduction to the Khovanov Homology theory for knots and links, with special emphasis on its extension to tangles, cobordisms and 2-knots. By staying within a world of topological pictures a little longer than in other articles on the subject, the required extension becomes essentially tautological. And then a simple application of an appropriate functor (a `TQFT') to our pictures takes them to the familiar realm of complexes of (graded) vector spaces and or...

A crucial step in the surgery-theoretic program to classify smooth manifolds is that of representing a middle--dimensional homology class by a smoothly embedded sphere. This step fails even for the simple 4-manifolds obtained from the 4-ball by adding a 2-handle with framing r along some knot K in S^3. An r-shake slice knot is one for which a generator of the second homology of this 4-manifold can be represented by a smoothly embedded 2-sphere. It is not known whether there e...

We give a family of slice-torus invariants $\tilde{ss}_c$, each defined from the $c$-divisibility of the reduced Lee class in a variant of reduced Khovanov homology, parameterized by prime elements $c$ in any principal ideal domain $R$. For the special case $(R, c) = (F[H], H)$ where $F$ is any field, we prove that $\tilde{ss}_c$ coincides with the Rasmussen invariant $s^F$ over $F$. Compared with the unreduced invariants $ss_c$ defined by the first author in a previous paper...

We introduce a new link invariant called the algebraic genus, which gives an upper bound for the topological slice genus of links. In fact, the algebraic genus is an upper bound for another version of the slice genus proposed here: the minimal genus of a surface in the four-ball whose complement has infinite cyclic fundamental group. We characterize the algebraic genus in terms of cobordisms in three-space, and explore the connections to other knot invariants related to the S...

In this survey article, we discuss several different knot concordance invariants coming from the Heegaard Floer homology package of Ozsvath and Szabo. Along the way, we prove that if two knots are concordant, then their knot Floer complexes satisfy a certain type of stable equivalence.

A knot in the 3-sphere is called doubly slice if it is a slice of an unknotted 2-sphere in the 4-sphere. We give a bi-sequence of new obstructions for a knot being doubly slice. We construct it following the idea of Cochran-Orr-Teichner's filtration of the classical knot concordance group. This yields a bi-filtration of the monoid of knots (under the connected sum operation) indexed by pairs of half integers. Doubly slice knots lie in the intersection of this bi-filtration. W...

We prove a recent conjecture of Manolescu-Willis which states that the $s$-invariant of a knot in $\mathbb{RP}^3$ (as defined by them) gives a lower bound on its null-homologous slice genus in the unit disk bundle of $TS^2$. We also conjecture a lower bound in the more general case where the slice surface is not necessarily null-homologous, and give its proof in some special cases.

It is well-known that generic perturbations of the complex Frobenius algebra used to define Khovanov cohomology each give rise to Rasmussen's concordance invariant s. This gives a concordance homomorphism to the integers and a strong lower bound on the smooth slice genus of a knot. Similar behavior has been observed in sl(n) Khovanov-Rozansky cohomology, where a perturbation gives rise to the concordance homomorphisms s_n for each n >= 2, and where we have s_2 = s. We demonst...

To a smooth, compact, oriented, properly-embedded surface in the $4$-ball, we define an invariant of its boundary-preserving isotopy class from the Khovanov homology of its boundary link. Previous work showed that when the boundary link is empty, this invariant is determined by the genus of the surface. We show that this relative invariant: can obstruct sliceness of knots; detects a pair of slices for $9_{46}$; is not hindered by detecting connected sums with knotted $2$-sphe...

We modify the construction of knot Floer homology to produce a one-parameter family of homologies for knots in the three-sphere. These invariants can be used to give homomorphisms from the smooth concordance group to the integers, giving bounds on the four-ball genus and the concordance genus of knots. We give some applications of these homomorphisms.